AMFI Code of Conduct

Last Updated: October 2026

• -Integrity & fairness - the highest standards of ethics in all dealings with investors, AMCs, RTAs and regulators.
• -No commission splitting - we never split an investor's application to earn higher transaction charges.
• -Accurate KYC - investor details are recorded accurately and application forms are never tampered with.
• -NISM certification - all personnel hold valid NISM Series V-A certification and an EUIN (EUIN: E204191).
• -KYD compliance - full compliance with AMFI Know Your Distributor norms, with registration details updated promptly.
• -Regulatory cooperation - full cooperation with AMCs, AMFI, SEBI and all regulatory authorities.
• -AML / KYC compliance - all required KYC/AML documents are obtained per PMLA 2002 and SEBI/AMFI norms.
• -No mis-selling - no mis-selling, concealment of risks or misrepresentation of any scheme, and never any guarantee or assurance of returns.
• -Commission clawback - commissions are refunded to AMCs in all clawback situations, per SEBI regulations.
• -Investor education - we actively promote investor awareness and encourage reading scheme documents before investing.

Pledge: I, Mehul Balubhai Patel, Proprietor of Fortunate Investments (ARN-126150, EUIN E204191), hereby pledge to uphold the AMFI Code of Conduct in all professional dealings, placing investor interest above all commercial considerations at all times.October 2026

This is a summary for investor reference. The full AMFI Code of Conduct is published by the Association of Mutual Funds in India and binds every ARN holder. Read the official AMFI Code of Conduct ↗