Compliance

Rights & Obligations

Name: Fortunate Investments
Address: E-4, Purnima Society, B/H Kakadia Complex, Kotak Bank Lane, Ghod Dod Road, Surat, Gujarat, 395007, IN
Telephone: +91 9712935455

What you can expect from us, and what we're required to do as an AMFI-registered distributor (ARN 126150).

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Last Updated: October 2026

As an investor

Your rights

To complete information about scheme risks, costs and past performance before investing.
To know the commission earned by your distributor on your investments (visible in your CAS).
To invest in Direct Plans at lower expense ratios directly through AMC portals or MF Central.
To receive a Consolidated Account Statement (CAS) showing your investments and commissions.
To timely account statements and transaction confirmations.
To fair, transparent grievance redressal within 15 working days.
To escalate complaints to the AMFI Helpline, SEBI SCORES and SMART ODR.
To a complete risk profiling before any investment recommendation.
To access, correct and request deletion of your personal data (DPDPA 2023).
To switch distributors at any time without any penalty from us.
To be asked for a signed Unsuitability Declaration before investing outside your risk profile.
To be protected from mis-selling, fraud and unfair trade practices.

As an investor

Your obligations

Provide accurate and complete personal, financial and KYC information.
Read the SID, SAI and KIM before investing.
Keep your contact, bank and nominee details updated with your KRA and AMCs.
Review your account statements and CAS, and report discrepancies promptly.
Never share OTPs, passwords or signed blank forms with anyone.

As your distributor

Our obligations

Conduct a suitability assessment before the first recommendation and periodically thereafter.
Disclose commission structure and any conflicts of interest.
Provide scheme documents (SID/SAI/KIM) free of charge before investment.
Service existing investments - statements, redemptions, switches - promptly and accurately.
Never provide investment advice beyond the scope of mutual fund distribution - for personalised investment advice, investors should consult a SEBI-Registered Investment Adviser.

Do's and Don'ts

Investor awareness

Do's

Read the SID / SAI / KIM before every investment
Complete your KYC before any transaction
Verify your distributor's ARN at amfiindia.com
Check your CAS every month for accuracy, holdings and commissions paid
Nominate a family member for all your folios
Keep your contact, bank and nominee details updated with your AMC / KRA
Invest with a defined goal and time horizon, based on your own risk profile
Use SEBI SCORES for complaints that remain unresolved
Monitor your portfolio periodically
Ask for commission disclosure before investing
Use the MITRA portal (mitra.amfiindia.com) to trace lost or inactive investments
Keep copies of all transaction confirmations

Investor awareness

Don'ts

Don't invest based on tips or social media posts
Don't share your OTP, PIN, password or folio login with anyone
Don't sign blank application or authorisation forms
Don't invest borrowed money in equity funds
Don't panic-redeem during market corrections
Don't invest without understanding the scheme's risk level (Riskometer)
Don't trust unsolicited calls promising high returns
Don't delay your KYC update - it can freeze your account
Don't ignore emails or SMS from your AMC about your folio
Don't invest more than your risk appetite allows
Don't fall for schemes promising guaranteed or assured returns
Don't deal with unregistered intermediaries or unregulated pooling schemes